Monetary Authority of Singapore · FAA 2001 / SFA 2001

FAA & SFA

Financial Advisers Act and Securities and Futures Act — the operational conduct backbone of Singapore's financial advice and capital-markets industry.

Scope

Who must comply

Financial advisers, capital markets intermediaries

Key controls & obligations

The control catalogue

01
Licensing & competency
02
Conduct of business rules
03
Conflict of interest disclosures
04
Customer suitability
05
Marketing & advertising restrictions
06
Outsourcing notification

Educational disclaimer

RiskPedia content is for educational purposes only. Not legal or regulatory advice. Refer to the Monetary Authority of Singapore for binding text.